Regulatory Environment
Regulation of DB Investing
FSA
Financial Services Authority (Seychelles)
DB Investing Limited is a Security Dealer registered, authorized and regulated company by the Financial Services Authority (FSA) in Seychelles with license SD053.
The Seychelles Financial Services Authority is the autonomous regulatory body responsible for the non-bank financial services in the Seychelles. Established under the Financial Services Authority Act, 2013, the Authority is responsible to license, regulate, enforce regulatory and compliance requirements, monitor and supervise the conduct of business in the non-bank financial services sector in Seychelles. These regulated activities are Fiduciary Services, Capital Market & Collective Investment Schemes and Insurance.
SCA
Securities & Commodities Authority (UAE)
DBInvest Financial Services LLC, rgistered, authorized and regulated company by the Securities & Commodities Authority (SCA) in the United Arab Emirates with license 20200000197, category 5, Arrangement and advice.
The Securities and Commodities Authority has been keen on putting the objectives stated in the Federal Law No. (4) of 2000 into effect by sparing no effort to strengthen the legislative structure through issuing such regulations and instructions that ensure the development of the organizational and supervisory framework of the list joint-stock companies and other companies operating in the securities field. Besides, the Authority has introduced some controls and criteria that would contribute positively to enhancing the investors' trust in the Authority.